SIDC

Competency titles relevant to the Regulated Activity

<p>Generic Roles in the Regulated Activity</p><table class='tips-table'><tr><th>Code</th><th>Generic Job Role</th></tr><tr><td>HD</td><td>Head of Dealing</td></tr><tr><td>DM</td><td>Dealing Manager</td></tr><tr><td>DR</td><td>Dealer Representative</td></tr><tr><td>TR</td><td>Trading Representative</td></tr></table>

Required Competency Levels (RCLs) for the Role

Please find the competency mapping for the following regulated activities:

DEALING IN SECURITIES

DEALING IN DERIVATIVES

FUND MANAGEMENT (PORTFOLIO MANAGEMENT)

FUND MANAGEMENT (REIT)

INVESTMENT ADVICE

ADVISING ON CORPORATE FINANCE

FINANCIAL PLANNING

DEALING IN PRIVATE RETIREMENT SCHEMES

CLEARING FOR SECURITIES

CLEARING FOR DERIVATIVES