Function-Role Relationship Matrix

Generic Job Role Cluster
Management Professional Support
Function Cluster Front-office Dealing Head of Dealing
Dealing Manager
Dealer Representative
Trading Representative
Trading Clerk
Sales/Distribution Employee of Registered Person
Marketing Representative
Middle-office Compliance Head of Compliance
Compliance Officer
Risk Management Risk Manager
Internal Audit Internal Auditor
Back-office Operations Head of Operations
Operations Manager
Operations Executive/Clerk