Home Role Structure Dealing in Derivatives Head of Dealing

Head of Dealing

Core Competency

Competency Title RCL
CC02 Ethics and Integrity 4
CC01 Customer Focus 4
CC03 Corporate Governance 4
CC04 Risk Management 4

Foundational Competency

REGULATORY

Competency Title RCL
FOR02 Capital Market Institutions 4
FOR03 Capital Market Intermediaries 4
FOR04 Capital Market Products Regulations 2
FOR01 Anti-Money Laundering 4
FOR06 Takeovers and Mergers 2
FOR05 Islamic Capital Market Regulations 4

PRODUCT

Competency Title RCL
FOP02 Capital Market Fundamentals 4
FOP03 Capital Market Products 4
FOP01 Capital Market Environment 4
FOP04 Islamic Capital Market Products 4
FOP05 Sustainable and Responsible Investment Products 4

Functional Competency

TECHNICAL

Competency Title RCL
FUT01 Business Presentation 4
FUT08 Technical/Business Writing 4
FUT04 Digital Technology Application 4
FUT02 Client Advisory (Investment) 4
FUT03 Contract Management 4
FUT06 Market Analysis 5
FUT05 Fundamental Analysis 4
FUT07 Technical Analysis 4
FUT09 Valuation 4

PROCESS

Competency Title RCL
FUP03 Compliance 3
FUP10 Internal Audit 2
FUP15 Sales and Marketing 5
FUP14 Know Your Client 5
FUP05 Data and Records Management 4
FUP06 Derivatives Dealing 5
FUP17 Settlement of Derivatives Deals 4
FUP13 Investment Research and Analysis 2

Behavioural Competency

SELF MANAGEMENT

Competency Title RCL
BSM01 Analytical Thinking 5
BSM04 Attention to Detail 5
BSM05 Creativity and Innovativeness 5
BSM06 Resilience 5
BSM02 Achievement Orientation 5
BSM03 Adaptability 5

PEOPLE MANAGEMENT

Competency Title RCL
BPM01 Communication 5
BPM02 Coaching and Developing Others 4
BPM03 Influencing and Negotiation 4
BPM04 Networking and Relationship Building 5
BPM05 Teamwork 5

ORGANISATIONAL LEADERSHIP

Competency Title RCL
BOL02 Strategic Thinking 4
BOL01 Decision Making 4
BOL03 Business Acumen 4
BOL04 Planning and Execution 4
BOL05 Problem Solving 4
BOL06 Stakeholder Management 4